Knowledge
Having the right information to make an informed decision is essential to successful financial planning. Our advisors take the time to get to know you, your priorities, and your circumstances so you can achieve your goals.
Privacy Statement

The Securities and Exchange Commission (the SEC) has issued a rule to implement the privacy requirements of the financial modernization legislation passed in 2000. The rule requires that investment advisors have established policies regarding the collection, maintenance, and communication of non-public personal information about clients, and that such privacy policy be communicated periodically to clients.

Following is our statement of our privacy policy. We believe that we have appropriate safeguards to protect the information we have about you and your finances. If you have any questions or concerns, please call us to discuss them.

This privacy policy applies to personal information we have on current or former clients.
  1. We do not sell your personal information to anyone.
  2. We have no subsidiaries or affiliated companies with whom we share your information.
  3. We do collect personal information as part of our relationship with you, in order to administer your account(s).
  4. We do not disclose personal information to third parties, unless one of the following exceptions applies:
    • We disclose personal information to organizations that help us process or service your transactions or accounts, including custodians and mutual fund companies.
    • We may disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required or permitted under law, for example, to cooperate with regulators or law enforcement authorities, to resolve consumer disputes or to perform credit/authentication checks where we believe the inquiring party has your authorization.
  5. We protect the confidentiality and security of your personal information by maintaining appropriate physical, electronic and procedural safeguards.
  6. We will notify you in advance if our privacy policy changes, in order to give you the opportunity to comment or to opt out of any information sharing process we might adopt.